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Exempt market securities
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31	Blanket Order No. 11 IN THE MATTER OF THE SECURITIES REGULATIONS, 1991 (the "Regulation") MADE UNDER THE SECURITIES ACT R.S.N. 1990, CHAPTER S-13 (the "Act") AND IN THE MATTER OF Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 12:59:59 United States securities law SEC filings 73rd United States Congress United States Securities and Exchange Commission Securities Act Form D Mutual fund Exempt market dealer Financial economics Investment Finance
32	The Ontario Securities Commission OSC Bulletin December 11, 2014 Volume 37, Issue[removed]), 37 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-12-12 10:32:00 Investment Law Ontario Securities Commission Corporation Business Exempt market dealer Finance
33	Blanket Ruling No. 9 IN THE MATTER OF THE SECURITIES ACT, 1990 S.N. 1990, CHAPTER 48 ("the Act") and IN THE MATTER OF SUBSECTION[removed]OF THE ACT Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 12:59:58 New Deal Securities Act Financial regulation Financial economics Finance SEC filings Exempt market dealer Securities and Exchange Board of India Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
34	The Ontario Securities Commission OSC Bulletin December 18, 2014 Volume 37, Issue[removed]), 37 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-12-22 15:45:09 United States securities law 73rd United States Congress United States Securities and Exchange Commission Short selling Securities Act Securities Commission of New Zealand Exempt market dealer Ontario Securities Commission Principal protected note Finance Financial economics Business
35	Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 62 Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:20 73rd United States Congress Regulation D Securities Act Newfoundland and Labrador Financial regulation Finance Exempt market dealer United States Securities and Exchange Commission United States securities law Financial economics
36	Government of Newfoundland and Labrador Department of Government Services Financial Services Regulation Division BLANKET ORDER NUMBER 61 Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:20 Investment Finance New Deal Securities Act Regulation D Financial regulation Exempt market dealer United States Securities and Exchange Commission Financial economics United States securities law
37	Rules Notice Request for Comments Dealer Member Rules Contact: Doug Harris Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-12-18 10:21:03 Securities Corporate finance Investment Criminal law Due diligence Underwriting Initial public offering Exempt market dealer Diligence Financial economics Finance Business
38	Blanket Order No. 49 SECURITIES COMMISSION OF NEWFOUNDLAND AND LABRADOR DEPARTMENT OF GOVERNMENT SERVICES AND LANDS GOVERNMENT OF NEWFOUNDLAND AND LABRADOR IN THE MATTER OF Add to Reading List Source URL: www.servicenl.gov.nl.ca Language: English - Date: 2014-12-03 13:00:15 New Deal Securities Act Financial economics Financial regulation Finance Exempt market dealer United States Securities and Exchange Commission 73rd United States Congress United States securities law
39	CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Prospectus and Registration Exemptions, National Instrument[removed]General Prospectus Requirements, National Instrument[removed]Short Fo Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-11-27 15:07:05 Finance Securities Non-reporting issuer United States Securities and Exchange Commission Prospectus Security Securities Act Exempt market securities Financial economics Stock market Investment
40	Nova Scotia Securities Commission Rule[removed]Amendment) Registration Requirements, Exemptions and Ongoing Registrant Obligations -andAmendments to National Instrument[removed]Registration Requirements, Exemptions and Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-10-22 10:53:19 United States securities law Business 73rd United States Congress United States Securities and Exchange Commission Exempt market dealer Securities Act Canadian securities regulation Security Investment Advisers Act Financial economics Investment Finance

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